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Investor
Stock Picking Is Dying Because There Are No More Stocks to Pick
Shrinking number of
companies should make investors more skeptical about
market-beating claims of trendy strategies
Photo: Christophe Vorlet |
By
Jason Zweig
June 23, 2017 1:55 p.m. ET
In less than two decades,
more than half of all publicly traded companies have disappeared.
There were 7,355 U.S. stocks in November 1997, according to the Center
for Research in Security Prices at the University of Chicago’s Booth
School of Business. Nowadays, there are fewer than 3,600.
A close look at the data helps explain why stock pickers have
been underperforming. And the shrinking number of companies should make all
investors more skeptical about the market-beating claims of recently trendy
strategies.
Back in November 1997, there were more than 2,500 small stocks
and nearly 4,000 “microcap” stocks, according to the Center for Research in
Security Prices. At the end of 2016, fewer than 1,200 small and just under 1,900
microcap stocks were left.
Most of those companies melted away between 2000 and 2012, but
the numbers show no signs of recovering.
Several factors explain the shrinking number of stocks, analysts
say, including the regulatory red tape that discourages smaller companies from
going and staying public; the flood of venture-capital funding that enables
young companies to stay private longer; and the rise of private-equity funds,
whose buyouts take shares off the public market.
For stock pickers, differentiating among the remaining choices is
“an even harder game” than it was when the market consisted of twice as many
companies, says Michael Mauboussin, an investment strategist at
Credit Suisse Group AG in New York who
wrote a report this spring titled “The Incredible Shrinking Universe of Stocks.”
That’s because the surviving companies tend to be “fewer, bigger,
older, more profitable and easier to analyze,” he says, making stock picking
much more competitive.
Consider small-stock funds. Often, they compare themselves with
the Russell 2000, an index of the U.S. stocks ranked 1,001 through 3,000 by
total market value. “Twenty years ago, there were over 4,000 stocks smaller”
than the inclusion cutoff for the Russell 2000, says Lubos Pastor, a finance
professor at the University of Chicago. “That number is down to less than 1,000
today.”
So fund managers have far fewer stocks to choose from if they
venture outside the index, the very area in which the best bargains might be
found. More money chasing fewer stocks could lead some fund managers to buy
indiscriminately, regardless of value.
Eric Cinnamond is a veteran portfolio manager with a solid record
of investing in small stocks. Last year, he took the drastic step of shutting
down his roughly $400 million mutual fund, Aston/River Road Independent Value,
and giving his investors their money back.
“Prices got so crazy in small-caps, I fired myself,” he says. “My
portfolio was 90% in cash at the end, because I couldn’t find anything to buy.
If I’d kept investing, I was sure I’d lose people their money.”
He adds, “It was the hardest thing I’ve ever done professionally,
but I didn’t feel I had a choice. I knew my companies were overvalued.”
Mr. Cinnamond hopes to return to the market when, in his view,
values become attractive again. He doesn’t expect recent conditions to be
permanent.
The evaporation of thousands of companies may have one enduring
result, however, and it could catch many investors by surprise.
Most research on historical returns, points out Mr. Mauboussin,
is based on the days when the stock market had twice as many companies as it
does today. “Was the population of companies so different then,” he asks, “that
the inferences we draw from it might no longer be valid?”
“Factor investing,” also known as systematic or smart-beta
investing, picks hundreds or thousands of stocks at a time based on common
sources of risk and return. Among them: how big companies are, how much their
shares fluctuate, how expensive their shares are relative to asset value and so
on.
But the historical outperformance of many such factors may have
been driven largely by the tiniest companies, exactly those that have
disappeared from the market in droves.
Before concluding that small stocks or cheap “value” stocks will
outrace the market as impressively as they did in the past, you should pause to
consider how they will perform without the tailwinds from thousands of tiny
stocks that no longer exist.
The stock market has more than tripled in the past eight years,
so the eclipse of so many companies hasn’t been a catastrophe. But it does imply
that investing in some of the market’s trendiest strategies might be less
profitable in the future than they looked in the past.
Write to
Jason Zweig at
intelligentinvestor@wsj.com